Scott B. Widder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Barth Widder, who also goes by Scott Earth Widder, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1985. Scott had worked at 8 firms and has passed the Series 63, Series 66, Series 99TO, SIE, Series 7, Series 22, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2020 - September 27, 2023
ARCHER DISTRIBUTORS, LLC
October 19, 2010 - November 3, 2016
AMERICAN BEACON ADVISORS, INC.
October 26, 2009 - October 18, 2016
FORESIDE FUND SERVICES, LLC
June 7, 2002 - October 23, 2008
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
November 1, 1994 - October 23, 2008
INVESCO DISTRIBUTORS, INC.
September 12, 1991 - September 7, 1994
INVESCO CAPITAL MARKETS, INC.
May 2, 1986 - August 22, 1991
RELATED EQUITIES CORPORATION
January 1, 1985 - September 27, 1985
ESI SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ARCHER DISTRIBUTORS, LLC
CRD#: 158961 / SEC#: , 8-68951
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
