Alex M. Ingardona

FELDMAN, INGARDONA & CO.

Downers Grove, IL 60515

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CRD#: 1303711

Professional summary

Alex Michael Ingardona, CFP® is a registered financial advisor currently at FELDMAN, INGARDONA & CO. located in Downers Grove, Illinois.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Alex has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 3, Series 7, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I have an ownership interest (less than 5%) and as such I am on the Board of the following: RJP Investment Group LLC, 2926 McArthur Boulevard, Northbrook, Illinois 60062. Investment Related: No, it is the owner of a metal stamping company. Position: Member of the LLC and as such on its Board since November 2016. Duties are customary for board service. Hours devoted: Generally two hours per month to attend quarterly Board meetings and also receive monthly financial updates. Meetings have been scheduled in advance and may or may not be during securities trading hours depending on the schedule.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Michael Ingardona's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 25, 1999 - Present

FELDMAN, INGARDONA & CO.

Office #1: 2001 Butterfield Rd Ste 170, Downers Grove, IL 60515

RIA

CRD#: 29449

Downers Grove, IL

Past

September 24, 1997 - September 16, 2021

FELDMAN, INGARDONA & CO.

CRD#: 29449

DOWNERS GROVE, IL

Past

September 28, 1995 - September 19, 1997

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

September 1, 1994 - September 11, 1995

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Past

December 5, 1989 - September 1, 1994

HAMILTON INVESTMENTS, INC.

CRD#: 821

Past

March 6, 1987 - December 11, 1989

MESIROW INVESTMENT SERVICES, INC.

CRD#: 15113

Past

June 9, 1986 - March 14, 1987

WILLIAM BLAIR

CRD#: 1252

Past

September 25, 1984 - June 11, 1986

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FELDMAN, INGARDONA & CO.

FELDMAN, INGARDONA & CO | W.M. FELDMAN & CO., INC. | FELDMAN, MCCRACKEN & CO. | FELDMAN, INGARDONA & CO.

CRD#: 29449 / SEC#: 801-55072, 8-44339

RIA

Registered Investment Advisory firm - SEC (12/1/1997 Approved)

Terminated by SEC on 11/07/2021

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/25/1999)

IAR

Texas
(7/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/19/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/25/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 1/10/1996

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/5/1992

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 6/27/1988

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

FELDMAN, INGARDONA & CO.

FELDMAN, INGARDONA & CO | W.M. FELDMAN & CO., INC. | FELDMAN, MCCRACKEN & CO. | FELDMAN, INGARDONA & CO.

CRD#: 29449 / SEC#: 801-55072, 8-44339

RIA

Registered Investment Advisory firm - SEC (12/1/1997 Approved)

Terminated by SEC on 11/07/2021

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Contact information

Main Address

2001 Butterfield Rd Ste 170, Downers Grove, IL 60515

Mailing Address

Phone number

(630) 663-1800

Established

Illinois since 02/27/1997

Firm type

Corporation

Fiscal year end

June

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FELDMAN, INGARDONA & CO. FORM ADV - PART 2A (9/16/2025)

Direct owners and executive officers

Name	Position	CRD#
FELDMAN, WILLIAM MORLEY	CHAIRMAN & CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER	1307358
INGARDONA, ALEX MICHAEL	PRESIDENT & CHIEF OPERATING OFFICER	1303711
HART, TIMOTHY M	VICE PRESIDENT	2009179

Regulatory assets under management

Total Number of Accounts	188
AUM (Assets Under Management)	$ 1,733,566,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/02/2025	Cover Page	Report
12/12/2024	Cover Page	Report
11/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alex M. Ingardona

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Michael Ingardona's CRS (Customer Relationship Summary).

Certified licenses

Experience

FELDMAN, INGARDONA & CO.

LEHMAN BROTHERS INC.

PRINCIPAL FINANCIAL SECURITIES,INC.

HAMILTON INVESTMENTS, INC.

MESIROW INVESTMENT SERVICES, INC.

WILLIAM BLAIR

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

FELDMAN, INGARDONA & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/19/1992

Series 63

Date: 9/25/1984

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 1/10/1996

Series 7

Date: 9/15/1984

Series 24

Date: 10/5/1992

Series 8

Date: 6/27/1988

Current Firm

FELDMAN, INGARDONA & CO.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FELDMAN, INGARDONA & CO.

TRUST BUT VERIFY

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