Jerome H. Lavalley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerome Hermidas Lavalley JR, who also goes by Jerome Hermidas Lavalley, Jerry Lavalley, was a registered financial professional .
Jerome is a previously registered financial professional and started their career in finance in 1984. Jerome had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2020 - December 31, 2025
SPC
October 27, 2020 - December 31, 2025
SIGMA FINANCIAL CORPORATION
December 14, 2010 - August 24, 2012
LIFEPOINT ADVISORY SERVICES
April 23, 2010 - November 2, 2020
ON INVESTMENT MANAGEMENT CO
February 8, 1985 - November 2, 2020
THE O.N. EQUITY SALES COMPANY
October 29, 1984 - February 4, 1985
HIMCO DISTRIBUTION SERVICES COMPANY
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
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