Cecil W. Piper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cecil Wayne Piper was a registered financial professional .
Cecil is a previously registered financial professional and started their career in finance in 1984. Cecil had worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 1993 - March 31, 1994
MEYERS POLLOCK ROBBINS, INC.
March 16, 1992 - January 14, 1993
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 16, 1992 - March 16, 1992
PACIFIC SOUTHERN SECURITIES, INC.
March 18, 1991 - August 8, 1991
UNITED INTERNATIONAL SECURITIES, INC.
August 13, 1987 - October 31, 1989
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
October 19, 1984 - August 3, 1987
PW SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MEYERS POLLOCK ROBBINS, INC.
CRD#: 13436 / SEC#: , 8-11797
Contact information
Documents
Red Flags
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