Michael M. Senning
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Major Senning was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2006 - August 26, 2016
JANUS HENDERSON DISTRIBUTORS US LLC
August 31, 2005 - November 2, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
December 17, 2004 - August 19, 2005
OSAIC WEALTH, INC.
January 19, 2001 - August 2, 2004
COREBRIDGE CAPITAL SERVICES, INC.
September 7, 2000 - November 3, 2000
CLARENDON INSURANCE AGENCY, INC.
April 27, 1998 - November 2, 2000
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 15, 1997 - February 12, 1998
COREBRIDGE CAPITAL SERVICES, INC.
December 21, 1994 - July 15, 1997
SUNAMERICA SECURITIES, INC.
February 26, 1990 - May 9, 1995
UBS FINANCIAL SERVICES INC.
January 4, 1988 - October 17, 1989
FIRST UNION CAPITAL MARKETS CORP.
October 16, 1986 - November 6, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
September 25, 1984 - July 25, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JANUS HENDERSON DISTRIBUTORS US LLC
CRD#: 28832 / SEC#: , 8-43810
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANUS HENDERSON INVESTORS US LLC | MANAGING MEMBER | |
| ANDERS, JOHANNA MARRIE | CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US) | 2350087 |
| CASHEL, WILLIAM S IV | HEAD OF BUSINESS DEVELOPMENT, PRIVACORE CAPITAL, LLC | 2870348 |
| CRAWFORD, BERG ASHTON | CHIEF ACCOUNTING OFFICER | 7933828 |
| FALCONER, PETER JOHN | ASSISTANT SECRETARY | 7218508 |
| GRAUERHOLZ, STEPHANIE LYNN | DEPUTY GENERAL COUNSEL | 4696390 |
| LACY, KARLENE J | GLOBAL HEAD OF TAX | 5073113 |
| MARIANI, KRISTIN BRETT | HEAD OF COMPLIANCE, NORTH AMERICA | 2740967 |
| ROSENBERG, MICHELLE ROSE | GENERAL COUNSEL, SECRETARY | 4735608 |
| SABA, STEVEN RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 5847576 |
| SCHWEITZER, MICHAEL ALAN | PRESIDENT | 1940642 |
| UTZ, KATHRYN BRETTON | DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE | 3100695 |
Red Flags
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