Brian L. Gerber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Lee Gerber was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2003. Brian had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2012 - March 11, 2022
PRUDENT MONEY FINANCIAL SERVICES
January 17, 2006 - December 31, 2008
ECHELON INVESTMENT ADVISORS, L.P.
June 13, 2003 - April 8, 2010
BRAZOS CAPITAL MANAGEMENT, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRUDENT MONEY FINANCIAL SERVICES
CRD#: 128472 / SEC#: 801-62481
Contact information
Regulatory assets under management
| Total Number of Accounts | 375 |
| AUM (Assets Under Management) | $ 31,558,985 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
