Grant M. Whiteside
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Grant Maunsell Whiteside, who also goes by Grant Whiteside, was a registered financial professional .
Grant is a previously registered financial professional and started their career in finance in 1984. Grant had worked at 4 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 12, 2010 - April 7, 2014
FINANCIAL TELESIS INC
October 28, 2009 - April 7, 2014
FINANCIAL TELESIS INC
April 3, 1989 - July 18, 1994
LEHMAN SPECIAL SECURITIES INC.
July 25, 1987 - October 23, 1995
LEHMAN GOVERNMENT SECURITIES INC.
September 24, 1984 - October 10, 2007
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/15/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FINANCIAL TELESIS INC
CRD#: 31012 / SEC#: 801-63974, 8-45304
Contact information
FINRA licenses (6 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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