Jeremy S. Cohen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeremy Steven Cohen was a registered financial professional .
Jeremy is a previously registered financial professional and started their career in finance in 1985. Jeremy had worked at 8 firms and has passed the Series 63, Series 3, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 1991 - September 23, 1991
LACROIX ALEXANDER FINANCIAL CORP
August 22, 1990 - September 17, 1990
U.S. INVESTMENTS, INC.
February 22, 1989 - July 18, 1990
DALLAS/PARK CITIES SECURITIES, INC.
January 9, 1989 - February 27, 1989
POWER SECURITIES CORPORATION
November 16, 1988 - January 11, 1989
DALLAS/PARK CITIES SECURITIES, INC.
July 23, 1986 - November 17, 1988
THE STUART-JAMES COMPANY, INCORPORATED
July 16, 1985 - July 30, 1986
WESTCAP SECURITIES, L.P.
March 11, 1985 - July 22, 1985
DONALD SHELDON & CO., INC.
January 28, 1985 - August 15, 1985
UR FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LACROIX ALEXANDER FINANCIAL CORP
CRD#: 27705 / SEC#: , 8-43184
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
