Scott D. Sutherland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott David Sutherland, who also goes by Scott Daivd Hirschfield, Scott Daniel Hirschfield, Scott David Hirschfield, Scott Daniel Sutherland, was a registered financial advisor .
Scott is a previously registered financial advisor and started their career in finance in 1986. Scott had worked at 11 firms and has passed the Series 63, Series 65, Series 31, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2011 - April 14, 2011
SHORELINE PACIFIC, LLC
November 10, 2010 - January 21, 2011
SHORELINE PACIFIC, LLC
September 3, 2008 - June 15, 2009
M1 ENERGY CAPITAL SECURITIES, LLC
January 9, 2008 - August 20, 2008
GUNNALLEN FINANCIAL, INC
October 19, 2007 - August 20, 2008
GUNNALLEN FINANCIAL, INC
May 15, 2006 - July 5, 2007
ADVANCED EQUITIES, INC.
July 2, 2004 - March 9, 2005
PRESTWICK SECURITIES, INC.
May 14, 2001 - July 16, 2002
WELLS FARGO CLEARING SERVICES, LLC
February 8, 2001 - July 16, 2002
WELLS FARGO CLEARING SERVICES, LLC
May 27, 2000 - February 21, 2001
CITIGROUP GLOBAL MARKETS INC.
August 16, 1994 - May 27, 2000
SCHRODER & CO. INC.
October 3, 1990 - August 15, 1994
PRUDENTIAL EQUITY GROUP, LLC
July 27, 1989 - October 5, 1990
J.P. MORGAN SECURITIES LLC
May 26, 1989 - August 3, 1989
PRUDENTIAL EQUITY GROUP, LLC
May 21, 1986 - June 19, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 5/23/1986
Interest Rate Options ExaminationCurrent Firm
SHORELINE PACIFIC, LLC
CRD#: 104417 / SEC#: , 8-52879
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
