Roger B. Barnett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger Bruce Barnett was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1971. Roger had worked at 2 firms and has passed the F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 1974 - February 28, 1995
FIRST JERSEY SECURITIES, INC.
November 22, 1971 - January 30, 1974
MAYFLOWER SECURITIES CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
F04
Date: 4/3/1975
Financial Principal ExaminationSeries 00
Date: 10/15/1973
General Securities Principal ExaminationCurrent Firm
FIRST JERSEY SECURITIES, INC.
CRD#: 6621 / SEC#: , 8-18165
Contact information
Documents
Red Flags
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