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WR

William J. Reik

SCP REAL ASSETS
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 1303149
WR

Professional summary

William James Reik, who also goes by Trey Reik, William James Reik III, William Trey Reik III, William Reik Iii, is a registered financial professional currently at SCP REAL ASSETS, LLC located in New York, New York.

William is registered as a RR (Registered Representative) and started their career in finance in 1984. William has worked at 10 firms and has passed the Series 65, Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Trey Reik | William James Reik Iii | William Trey Reik Iii | William Reik Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William James Reik's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 17, 2026 - Present

SCP REAL ASSETS, LLC

Office #1: 485 Lexington Avenue, Suite 304, New York, NY 10017
BD
CRD#: 333667
NEW YORK, NY
Past

December 6, 2019 - August 6, 2020

COMPASS SECURITIES CORPORATION

BD
CRD#: 16168
BRAINTREE, MA
Past

January 8, 2019 - October 16, 2019

SPROTT GLOBAL RESOURCE INVESTMENTS LTD

BD
CRD#: 35878
Darien, CT
Past

January 22, 2018 - October 16, 2019

SPROTT ASSET MANAGEMENT USA INC.

RIA
CRD#: 139022
Darien, CT
Past

January 21, 2009 - January 4, 2010

RANGE GLOBAL LLC

BD
CRD#: 104393
NEW YORK, NY
Past

February 18, 2000 - November 2, 2007

BREAN CAPITAL, LLC

BD
CRD#: 23723
NEW YORK, NY
Past

October 28, 1996 - February 2, 2000

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

October 16, 1993 - October 30, 1996

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

November 24, 1986 - February 25, 1991

UBS ASSET MANAGEMENT (US) INC.

BD
CRD#: 583
NEW YORK, NY
Past

September 24, 1984 - December 13, 1984

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/17/2026)
RR
Connecticut
(3/17/2026)
RR
Georgia
(3/18/2026)
RR
Ohio
(3/17/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/9/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/14/2026
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 7/14/2020
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/17/2026
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/15/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/8/2019
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SR
SCP REAL ASSETS, LLC
SCP REAL ASSETS, LLC

CRD#: 333667 / SEC#: , 8-71315

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
70 York Street Suite 700, Toronto, M5J 1S9
Mailing Address
70 York Street Suite 700, Toronto, M5J 1S9
Phone number
(416) 637-2707
Established
Delaware since 09/25/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SCP REAL ASSETS HOLDINGS, LLCSOLE MEMBER
CLARK, RHONDACHIEF COMPLIANCE OFFICER/HEAD OF BANKING4153027
FELDMAN, STEVEN MARKCHIEF EXECUTIVE OFFICER1983141
WALDIE, ROBERT JOHNGENERAL SECURITIES PRINCIPAL6923788
YERMOLINA, NATALIA MRSFINOP, PFO, POO7082337

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SCP REAL ASSETS, LLC

CRD#: 333667New York, NY 10017

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