PB
Paul Bullara
HORNOR, TOWNSEND & KENT
Land O Lakes, FL
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CRD#: 1303043
PB
Professional summary
Paul Bullara III, who also goes by Paul Bullara, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Land O Lakes, Florida.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Paul has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Bullara
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INSURANCE BROKERAGE: DBA NAME: 21ST CENTUARY FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: 21121 MARSH HAWK DRIVE, LAND O LAKES, FL 34638; NATURE OF OBA: LIFE INSURANCE SALES FOR MULTIPLE CARRIERS INCLUDING PENN MUTUAL LIFE; POSITION, TITLE, RELATIONSHIP: SALES MANAGER; START DATE OF OBA: 05/2015; # HOURS/MONTH: MORE THAN 140 HRS/MONTHLY;# HOURS/MONTH DURING TRADING: MORE THAN 140 HRS/MONTHLY; DESCRIBE DUTIES: DEVELOPMENT AND TRAINING FOR SALES AND SERVICE OF LIFE, ACCIDENT, HEALTH/DI/ LTC AND ANNUITY WITH NEW PRODUCERS/REPRESENTATIVES. 2)INSURANCE BROKERAGE:DBA NAME:1847FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: 21121 MARSH HAWK DRIVE, LAND O LAKES, FL 34638. NATURE OF OBA: INSURANCE SALES AND SERVICE LIFE INSURANCE; START DATE OF OBA: 8/1/2020; POSITION, TITLE, RELATIONSHIP: DIRECTOR OF BUSINESS DEVELOPMENT; APPROXIMATE NUMBER OF HOURS/MONTH:200; APPROXIMATE NUMBER OF HOURS/MONTH:20; DESCRIBE DUTIES: INSURANCE SALES AND SERVICE OF LIFE INSURANCE PRODUCTS WITH PENN MUTUAL LIFE INSURANCE COMPANY.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Bullara III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Paul Bullara III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2015 - Present
HORNOR, TOWNSEND & KENT, LLC
RIA
BD
CRD#: 4031
Land O Lakes, FL
Current
May 20, 2015 - Present
HORNOR, TOWNSEND & KENT, LLC
RIA
BD
CRD#: 4031
Land O Lakes, FL
Past
February 8, 2012 - May 8, 2015
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
TAMPA, FL
Past
January 20, 2012 - May 8, 2015
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
TAMPA, FL
Past
March 2, 1999 - January 11, 2012
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
TAMPA, FL
Past
March 2, 1999 - January 11, 2012
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
TAMPA, FL
Past
October 2, 1984 - February 26, 1999
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/20/2015)
IAR
Florida(7/17/2015)
RR
Georgia(5/20/2015)
RR
North Carolina(6/22/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
