PO
Philip J. Olstein
KESTRA ADVISORY SERVICES
Ocala, FL 34471
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CRD#: 1303035
PO
Professional summary
Philip Jordan Olstein, ChFC®, CLU® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Ocala, Florida and KESTRA INVESTMENT SERVICES, LLC located in Ocala, Florida.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Philip has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Bus Name: 3 OCALA INVESTMENTS POSITION: co-owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1984 ADDRESS: 201 SW 2 St #101, OCALA FL 34471, United States DESCRIPTION: leasing Bus Name: PHILIP OLSTEIN POSITION: owner NATURE: Insurance INVESTMENT RELATED: Yes, # OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1983 ADDRESS: 201 SW 2 St #101, OCALA FL 34471, United States DESCRIPTION: insurance agent sales of health, life, disability income, LTC insurance Bus Name: FLIPSETTER. INC POSITION: board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No, # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 3550 SW 26 Ave, Ocala FL 34471, United States DESCRIPTION: board discussion on direction of the company Bus Name: OLSTEIN FINANCIAL GROUP POSITION: registered representative NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/11/2025, ADDRESS: 201 SW 2 St #101, OCALA FL 34476, United States DESCRIPTION: registered representative activities
CRS (Client Relationship Summary) - RIA
Click below to view Philip Jordan Olstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 6, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 201 Sw 2nd Street Ste #101, Ocala, FL 34471RIA
CRD#: 283330
Ocala, FL
Current
February 6, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 201 Sw 2nd Street Ste #101, Ocala, FL 34471BD
CRD#: 42046
Ocala, FL
Past
August 21, 1998 - February 14, 2025
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
OCALA, FL
Past
October 3, 1984 - February 14, 2025
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
OCALA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/6/2025)
RR
Connecticut(2/6/2025)
RR
Florida(2/6/2025)
IAR
Florida(2/11/2025)
RR
Georgia(2/6/2025)
RR
Maryland(2/6/2025)
RR
Massachusetts(5/21/2025)
RR
Minnesota(10/29/2025)
RR
Missouri(2/6/2025)
RR
New York(2/6/2025)
RR
North Carolina(2/17/2025)
RR
Ohio(2/6/2025)
RR
Pennsylvania(2/6/2025)
RR
South Carolina(2/6/2025)
RR
Texas(2/6/2025)
IAR
Texas(2/6/2025)
RR
Virginia(2/6/2025)
RR
Wisconsin(2/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
