Michael J. Fitzgerald
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James Fitzgerald was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 5 firms and has passed the Series 63, Series 3, Series 5, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2002 - December 11, 2002
BLUE MARBLE FINANCIAL, LLC
December 22, 1992 - January 7, 2000
FITZGERALD CAPITAL ADVISERS, LTD.
September 20, 1991 - December 17, 1992
LONDON PACIFIC SECURITIES, INC.
February 12, 1985 - August 13, 1991
MORGAN STANLEY DW INC.
October 4, 1984 - December 26, 1984
CHESLEY AND DUNN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 5/13/1985
Interest Rate Options ExaminationCurrent Firm
BLUE MARBLE FINANCIAL, LLC
CRD#: 103989 / SEC#: , 8-52454
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| Q4I, INC. | SHAREHOLDER | |
| STOVALL, RAYMOND P II | CEO/PRINCIPAL | 1057050 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
