David L. Kohlman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Louis Kohlman, who also goes by Dave Kohlman, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1984. David had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 1998 - October 20, 2014
THE O.N. EQUITY SALES COMPANY
March 22, 1990 - March 4, 1998
LOCUST STREET SECURITIES, INC.
March 7, 1988 - March 26, 1990
JOHN HANCOCK DISTRIBUTORS LLC
January 31, 1985 - April 6, 1988
ONEAMERICA SECURITIES, INC.
December 18, 1984 - March 29, 1988
AMERICAN UNITED LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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