Paul Thomas Mannion Jr
Professional Summary
Paul Thomas Mannion JR, who also goes by Paul Thomas Mannion, was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1984 - 2014. Paul had worked at 8 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 28, Series 8, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Paul Thomas Mannion
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
DAT-TRADING.COM | STREETCAPITAL, INC. | STREETCAPITAL, INC | HYPERION PARTNERS CORP. | HPC CAPITAL MANAGEMENT CORP.
Contact Information
Established
California since 11/17/1999Firm Type
CorporationFiscal Year End
JuneDocuments
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Nov 2000Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination
Passed Feb 2003About the Series 28 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Apr 1991Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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