Dennis J. Slott

VESTOR CAPITAL

Chicago, IL 60606-3840

Some features on this profile are disabled

CRD#: 1302712

Professional summary

Dennis James Slott, CFP®, who also goes by Dennis J Slott, is a registered financial advisor currently at VESTOR CAPITAL, LLC located in Chicago, Illinois.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Dennis has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 15, Series 5, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dennis J Slott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS: Father Wasson Legacy Endowment Inc INVESTMENT-RELATED: No NATURE OF BUSINESS: Endowment POSITION: Board Member START DATE: 1/2025 Hours Per Month: 1 No Compensation

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis James Slott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

February 10, 2022 - Present

VESTOR CAPITAL, LLC

Office #1: 10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840

RIA

CRD#: 165855

Chicago, IL

Past

November 13, 2012 - December 31, 2021

VESTOR CAPITAL, LLC

RIA

CRD#: 165855

CHICAGO, IL

Past

September 27, 2005 - October 30, 2012

VESTOR CAPITAL PARTNERS, LLC

RIA

CRD#: 136859

CHICAGO, IL

Past

November 26, 2001 - September 27, 2005

VESTOR CAPITAL SECURITIES, LLC

RIA

CRD#: 15809

Lake Forest, IL

Past

May 10, 2001 - May 29, 2020

VESTOR CAPITAL SECURITIES, LLC

CRD#: 15809

LAKE FOREST, IL

Past

October 2, 2000 - May 9, 2001

VISION INVESTMENT SERVICES, INC.

CRD#: 46609

ROSEMONT, IL

Past

February 22, 2000 - October 3, 2000

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

May 25, 1994 - May 13, 1998

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

October 7, 1991 - May 9, 2001

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

CHICAGO, IL

Past

May 26, 1989 - October 9, 1991

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

October 1, 1986 - June 23, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Past

November 30, 1984 - September 15, 1986

NUVEEN SECURITIES, LLC

CRD#: 469

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VESTOR CAPITAL, LLC

CRD#: 165855 / SEC#: 801-77335

RIA

Registered Investment Advisory firm - (10/1/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/10/2022)

IAR

Texas
(9/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/20/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 3/26/1987

National Commodity Futures Examination

General Industry/Product Exam

Series 15

Date: 12/30/1986

Foreign Currency Options Examination

General Industry/Product Exam

Series 5

Date: 12/30/1986

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 11/17/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/30/1994

General Securities Principal Examination

Current Firm

VESTOR CAPITAL, LLC

CRD#: 165855 / SEC#: 801-77335

RIA

Registered Investment Advisory firm - (10/1/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840

Mailing Address

Phone number

(312) 641-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VESTOR CAPITAL ADV PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,472
AUM (Assets Under Management)	$ 2,081,002,554

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

Louis Paster

UBS FINANCIAL SERVICES INC.

IAR

Chicago, IL

Jaime Villalobos

WILLIAM BLAIR

IAR

Chicago, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dennis J. Slott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis James Slott's CRS (Customer Relationship Summary).

Certified licenses

Experience

VESTOR CAPITAL, LLC

VESTOR CAPITAL PARTNERS, LLC

VESTOR CAPITAL SECURITIES, LLC

VESTOR CAPITAL SECURITIES, LLC

VISION INVESTMENT SERVICES, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

NORTHERN TRUST SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

DREXEL BURNHAM LAMBERT INCORPORATED

NUVEEN SECURITIES, LLC

Primary Firm SEC Registration

VESTOR CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2001

Series 63

Date: 2/20/1985

SIE

Date: 10/1/2018

Series 3

Date: 3/26/1987

Series 15

Date: 12/30/1986

Series 5

Date: 12/30/1986

Series 7

Date: 11/17/1984

Series 24

Date: 8/30/1994

Current Firm

VESTOR CAPITAL, LLC

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VESTOR CAPITAL, LLC

TRUST BUT VERIFY

Similar Advisors