George L. Benedict
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Lyman Benedict, who also goes by George L Benedict, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1984. George had worked at 6 firms and has passed the Series 63, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 25, 2010 - December 10, 2012
LEK SECURITIES CORPORATION
January 25, 2002 - February 21, 2008
LEK SECURITIES CORPORATION
October 15, 2001 - April 5, 2002
RANGE GLOBAL LLC
October 29, 1999 - September 27, 2001
DOMINARI SECURITIES LLC
October 8, 1996 - January 31, 1997
APEX CLEARING CORPORATION
May 12, 1987 - April 25, 1992
REFCO SECURITIES, LLC
October 26, 1984 - August 26, 1986
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEK SECURITIES CORPORATION
CRD#: 33135 / SEC#: , 8-42152
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 42 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
