CS
Charles R. Skemp
IPI WEALTH MANAGEMENT
Dubuque, IA 52002
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CRD#: 1302321
CS
Professional summary
Charles Roger Skemp is a registered financial advisor currently at IPI WEALTH MANAGEMENT, INC. located in Dubuque, Iowa and INVESTMENT PLANNERS, INC. located in Dubuque, Iowa.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Charles has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-BROKERAGE UNLIMITED, INC., PO BOX 419006, ST. LOUIS, MO. SALE OF FIXED INSURANCE PRODUCTS. MARCH 2011. LESS THAN 2 HRS/MONTH - 30 MINS. DURING TRADING HRS. 2-THE SKEMP COMPANY, 3388 Kennedy Circle Suite F., DUBUQUE, IA. JULY 1994. OWNER - DBA FOR TAX PURPOSES. 50 HRS/WK - 7.5 DURING TRADING HRS.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Roger Skemp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2002 - Present
IPI WEALTH MANAGEMENT, INC.
Office #1: 3388 Kennedy Circle Suite F, Dubuque, IA 52002RIA
CRD#: 111872
Dubuque, IA
Current
July 23, 1994 - Present
INVESTMENT PLANNERS, INC.
Office #1: 3388 Kennedy Circle Suite F, Dubuque, IA 52002BD
CRD#: 18557
DUBUQUE, IA
Past
August 14, 1985 - December 8, 1995
THE INVESTMENT FIRM
BD
CRD#: 16417
DUBUQUE, IA
Past
December 18, 1984 - November 10, 1987
DUBUQUE HOLDING COMPANY
BD
CRD#: 2298
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
RIA
Registered Investment Advisory firm - (11/1/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/3/2000)
RR
California(3/8/2004)
RR
Colorado(9/18/1998)
RR
Florida(10/8/1999)
RR
Illinois(7/23/1994)
RR
Indiana(1/5/2015)
RR
Iowa(8/8/1994)
IAR
Iowa(3/11/2002)
RR
Kansas(9/16/2022)
RR
Massachusetts(5/8/1996)
RR
Minnesota(1/2/2004)
RR
Missouri(6/8/2007)
RR
Nebraska(10/27/2014)
RR
Nevada(1/7/2015)
RR
North Carolina(1/12/2015)
RR
Oregon(10/20/2015)
RR
Texas(5/13/1996)
RR
Washington(8/26/2010)
RR
Wisconsin(12/9/1997)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
RIA
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Contact information
Main Address
226 W. Eldorado, Decatur, IL 62522
Mailing Address
P.o. Box 170, Decatur, IL 62525-0170
Phone number
(217) 425-6340
Established
Firm type
Fiscal year end
# of Employees
73
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,743 |
| AUM (Assets Under Management) | $ 2,248,994,441 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
