Ronald J. Fox

CERTITUDE ADVISORS

Northfield, IL 60093

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CRD#: 1302277

Professional summary

Ronald Jay Fox is a registered financial advisor currently at CERTITUDE ADVISORS, LLC located in Northfield, Illinois.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Ronald has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REGISTERED INVESTMENT ADVISOR SR VP KENILWORTH ASSET MANAGEMENT 600 GREEN BAY RD KENILWORTH, IL 60043 RELATIONSHIP BEGAN 11/10 130 HOURS PER MONTN INVESTMENT ADVISOR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Jay Fox's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 25, 2014 - Present

CERTITUDE ADVISORS, LLC

Office #1: One Northfield Plaza Suite 300, Northfield, IL 60093

RIA

CRD#: 171228

Northfield, IL

Past

November 16, 2012 - June 3, 2013

WORLD EQUITY GROUP, INC.

CRD#: 29087

KENILWORTH, IL

Past

December 22, 2010 - November 24, 2014

KENILWORTH ASSET MANAGEMENT, LLC

RIA

CRD#: 123980

CHICAGO, IL

Past

November 18, 2010 - August 11, 2011

SPYGLASS SECURITIES, LLC

CRD#: 149881

ARLINGTON HEIGHTS, IL

Past

January 30, 2007 - December 8, 2010

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

BARRINGTON HILL, IL

Past

February 2, 2001 - December 8, 2010

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

BARRINGTON HILLS, IL

Past

May 11, 1998 - February 16, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

September 1, 1994 - May 11, 1998

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Past

April 29, 1991 - September 1, 1994

HAMILTON INVESTMENTS, INC.

CRD#: 821

Past

October 27, 1986 - May 11, 1991

FINANCIAL SQUARE PARTNERS

CRD#: 1541

NEW YORK, NY

Past

March 22, 1985 - October 27, 1986

FREEHLING & CO.

CRD#: 1906

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/25/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/13/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/23/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/18/1985

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 10/10/1984

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 39

Date: 11/29/1984

Direct Participation Programs Principal Examination

Current Firm

CERTITUDE ADVISORS, LLC

CERTITUDE ADVISORS, LLC | PARKINS, THOMAS JOSEPH | EFS WEALTH MANAGEMENT

CRD#: 171228 / SEC#: 801-79644

RIA

Registered Investment Advisory firm - (10/5/2017 Terminated)

Illinois

Registered Investment Advisory firm - (2/23/2017 Approved)

Tennessee

Registered Investment Advisory firm - (7/3/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

One Northfield Plaza Suite 300, Northfield, IL 60093

Mailing Address

Phone number

(847) 441-2970

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	174
AUM (Assets Under Management)	$ 80,175,689

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Ronald J. Fox

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Jay Fox's CRS (Customer Relationship Summary).

Certified licenses

Experience

WORLD EQUITY GROUP, INC.

KENILWORTH ASSET MANAGEMENT, LLC

SPYGLASS SECURITIES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

PRINCIPAL FINANCIAL SECURITIES,INC.

HAMILTON INVESTMENTS, INC.

FINANCIAL SQUARE PARTNERS

FREEHLING & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/13/1998

Series 63

Date: 6/23/1986

Series 7

Date: 5/18/1985

Series 22

Date: 10/10/1984

Series 39

Date: 11/29/1984

Current Firm

CERTITUDE ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CERTITUDE ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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