Ronald Jay Fox
Professional Summary
Ronald Jay Fox is a registered financial advisor currently at CERTITUDE ADVISORS, LLC located in Northfield, Illinois. Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Ronald has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
CERTITUDE ADVISORS, LLC | PARKINS, THOMAS JOSEPH | EFS WEALTH MANAGEMENT
Contact Information
Main Address
One Northfield Plaza Suite 300, Northfield, IL 60093Phone Number
(847) 441-2970# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
184AUM (Assets Under Management)
$85,955,702Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(6/25/2014)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Oct 1984About the Series 22 examSeries 39 — Direct Participation Programs Principal Examination
Passed Nov 1984About the Series 39 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Ronald Jay Fox's CRS (Customer Relationship Summary).
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