Thomas E. Hurford

RELIANT CAPITAL MANAGEMENT

Castle Pines, CO

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CRD#: 1302210

Professional summary

Thomas Edward Hurford is a registered financial advisor currently at RELIANT CAPITAL MANAGEMENT, LLC located in Castle Pines, Colorado.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Thomas has worked at 3 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Usonia Properties dba Next Stage Solutions is a real estate investment company that purchases, remodels and resells residential real estate. The company also provides turnkey rentals to rental portfolio buyers. Leads LLC is a business that purchases and resells leads for real estate agent teams and real estate investors nationwide.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edward Hurford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 14, 2002 - Present

RELIANT CAPITAL MANAGEMENT, LLC

RIA

CRD#: 118615

Castle Pines, CO

Past

September 25, 1989 - June 13, 1997

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 25, 1984 - September 25, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/14/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/13/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/21/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/18/1995

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 7/15/1992

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

RELIANT CAPITAL MANAGEMENT, LLC

CRD#: 118615 / SEC#:

Colorado

Registered Investment Advisory firm - (6/14/2002 Approved)

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Contact information

Main Address

Castle Pines, CO

Mailing Address

Phone number

(303) 718-3357

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 7,849,897

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas E. Hurford

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edward Hurford's CRS (Customer Relationship Summary).

Certified licenses

Experience

RELIANT CAPITAL MANAGEMENT, LLC

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 4/13/2002

Series 63

Date: 9/21/1984

Series 3

Date: 7/18/1995

Series 7

Date: 9/15/1984

Series 8

Date: 7/15/1992

Current Firm

RELIANT CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RELIANT CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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