Robert Douglas Cobb
Professional Summary
Robert Douglas Cobb is a registered financial advisor currently at COBB PLANNING GROUP located in Santa Ana, California. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 6 and Series 22 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
COBB PLANNING GROUP | COBB, ROBERT DOUGLAS
Contact Information
Main Address
1206 N. Broadway, Santa Ana, CA 92701Phone Number
(714) 550-9456# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
80AUM (Assets Under Management)
$1,600,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 1986About the Series 6 examSeries 22 — Direct Participation Programs Representative Examination
Passed Jun 1984About the Series 22 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Robert Douglas Cobb's CRS (Customer Relationship Summary).
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