Robert D. Cobb

COBB PLANNING GROUP

Santa Ana, CA 92701

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CRD#: 1302071

Professional summary

Robert Douglas Cobb is a registered financial advisor currently at COBB PLANNING GROUP located in Santa Ana, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CALIFORNIA INSURANCE LICENSED AGENT OFFERING LIFE INSURANCE AND ANNUITIES. HE SPENDS APPROXIMATELY 40% OF HIS DAY ON INSURANCE ACTIVITIES, 40% ON ADVISORY BUSINESS, AND ANOTHER 20% ON ESTATE PLANNING/CONSULTING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Douglas Cobb's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 2, 2009 - Present

COBB PLANNING GROUP

Office #1: 1206 N. Broadway, Santa Ana, CA 92701

RIA

CRD#: 150880

Santa Ana, CA

Past

June 3, 2008 - July 1, 2009

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

SANTA ANA, CA

Past

February 4, 1998 - April 16, 2009

CAMDEN FINANCIAL SERVICES

CRD#: 19925

SANTA ANA, CA

Past

March 20, 1991 - December 31, 1997

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

April 4, 1986 - March 1, 1991

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

March 11, 1985 - February 16, 1988

FINANCIAL SECURITY GROUP MARKETING CORP.

CRD#: 13733

Past

September 24, 1984 - April 1, 1985

APEX FINANCIAL PLANNERS CORP.

CRD#: 6375

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/2/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/4/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/16/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/1/1986

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 6/8/1984

Direct Participation Programs Representative Examination

Current Firm

COBB PLANNING GROUP

COBB PLANNING GROUP | COBB, ROBERT DOUGLAS

CRD#: 150880 / SEC#:

California

Registered Investment Advisory firm - (9/1/2009 Approved)

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Contact information

Main Address

1206 N. Broadway, Santa Ana, CA 92701

Mailing Address

Phone number

(714) 550-9456

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	80
AUM (Assets Under Management)	$ 1,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert D. Cobb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Douglas Cobb's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE CAPITAL MANAGEMENT LLC

CAMDEN FINANCIAL SERVICES

SUNAMERICA SECURITIES, INC.

TITAN/VALUE EQUITIES GROUP, INC.

FINANCIAL SECURITY GROUP MARKETING CORP.

APEX FINANCIAL PLANNERS CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/4/2008

Series 63

Date: 1/16/1985

Series 6

Date: 5/1/1986

Series 22

Date: 6/8/1984

Current Firm

COBB PLANNING GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COBB PLANNING GROUP

TRUST BUT VERIFY

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