Louis Soqui
Professional summary
Louis Soqui was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Louis is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Louis had worked at 4 firms, which includes TITAN/VALUE EQUITIES GROUP INC., CROWN CAPITAL SECURITIES L.P., PAMCO SECURITIES AND INSURANCE SERVICES, APEX FINANCIAL PLANNERS CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 1986 - December 18, 1990
TITAN/VALUE EQUITIES GROUP, INC.
February 11, 1985 - August 15, 1985
CROWN CAPITAL SECURITIES, L.P.
January 24, 1985 - January 28, 1985
PAMCO SECURITIES AND INSURANCE SERVICES
September 28, 1984 - February 11, 1985
APEX FINANCIAL PLANNERS CORP.
State Registrations and Notice Filings
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Exams
Current Firm
TITAN/VALUE EQUITIES GROUP, INC.
CRD#: 6359 / SEC#: , 8-16697
Contact information
Documents
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