Susan S. Morse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Stratton Morse, who also goes by Susan Deborah Stratton, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1984. Susan had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2005 - February 5, 2016
MOSAIC FINANCIAL PARTNERS, INC.
December 5, 1984 - May 14, 1985
PRUDENTIAL ASSET SALES & SYNDICATIONS, INC. ("PASS")
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MOSAIC FINANCIAL PARTNERS, INC.
CRD#: 105180 / SEC#: 801-33740
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
