Michael R. Tompkins
Professional summary
Michael Roy Tompkins was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Michael had worked at 5 firms, which includes COLUMBUS FINANCIAL INC., FORTRESS SECURITIES INC., GEOTECH SECURITIES CORP., GREEN HILL FINANCIAL SERVICE CORPORATION, LIBERTY EQUITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 1992 - February 16, 1995
COLUMBUS FINANCIAL, INC.
April 26, 1990 - August 3, 1992
FORTRESS SECURITIES, INC.
May 1, 1987 - July 20, 1988
GEOTECH SECURITIES, CORP.
November 20, 1985 - May 8, 1987
GREEN HILL FINANCIAL SERVICE CORPORATION
December 3, 1984 - January 31, 1985
LIBERTY EQUITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
COLUMBUS FINANCIAL, INC.
CRD#: 22709 / SEC#: , 8-39935
Contact information
Documents
Red Flags
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