Stephen J. Berman
Professional summary
Stephen Jeffrey Berman is a registered financial professional currently at SYNERGY CAPITAL I, LLC located in New York, New York.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1984. Stephen has worked at 4 firms and has passed the Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Jeffrey Berman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2000 - Present
SYNERGY CAPITAL I, LLC
Office #1: 40 Fulton Street Floor 6, New York, NY 10038Office #2: 40 Fulton Street, New York, NY 10038August 16, 1994 - November 3, 1995
SEAPORT CAPITAL SECURITIES, INC.
July 24, 1990 - December 31, 1991
PRUDENTIAL EQUITY GROUP, LLC
December 5, 1984 - April 9, 1987
PRUDENTIAL ASSET SALES & SYNDICATIONS, INC. ("PASS")
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2013)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SYNERGY CAPITAL I, LLC
CRD#: 47965 / SEC#: , 8-51971
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
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