John Tornabene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Tornabene, who also goes by Giovanni Tornabene, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 16 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2008 - October 1, 2018
NATIONAL SECURITIES CORPORATION
March 19, 2007 - August 18, 2008
THE CONCORD EQUITY GROUP, LLC
October 17, 2002 - March 23, 2007
GUNNALLEN FINANCIAL, INC
July 23, 1996 - October 18, 2002
CROWN FINANCIAL GROUP, INC.
May 11, 1994 - July 18, 1996
ROBERT THOMAS SECURITIES, INC
June 28, 1993 - July 5, 1994
REICH & CO., INC.
February 10, 1993 - July 7, 1993
GKN SECURITIES CORP.
August 6, 1992 - February 16, 1993
THE STAMFORD COMPANY, INC.
July 9, 1991 - August 3, 1992
REICH & CO., INC.
November 27, 1990 - July 12, 1991
TUCKER ANTHONY INCORPORATED
March 22, 1990 - January 16, 1991
D. H. BLAIR & CO., INC.
September 21, 1988 - March 29, 1990
LADENBURG THALMANN & CO. INC.
August 12, 1988 - October 1, 1988
DOUGLAS BREMEN & CO., INC.
November 23, 1987 - August 12, 1988
PROFESSIONAL BROKERAGE SERVICES INC.
January 21, 1987 - November 4, 1987
PHILIPS, APPEL & WALDEN, INC.
November 23, 1985 - February 2, 1987
ROONEY, PACE INC.
February 21, 1985 - November 27, 1985
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/31/2000
Limited Representative-Equity Trader ExamCurrent Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
