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GS

Glenn Todd Starkman

CRD# 1301730·Registered 1986 - 2015
Previously Registered: Being a previously registered professional could mean that Glenn is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Glenn Todd Starkman was a registered financial advisor. Glenn was a previously registered financial professional and started their career in finance 1986 - 2015. Glenn had worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 3, Series 7, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

SCARSDALE EQUITIES LLC·CRD# 134602
BD
New York, NY
January 1, 2014 - January 7, 2015
COWEN SECURITIES LLC·CRD# 23510
BD
New York, NY
July 11, 2011 - December 1, 2011
KNIGHT CAPITAL AMERICAS, L.P.·CRD# 38599
BD
Jersey City, NJ
January 27, 2010 - April 14, 2011
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
May 5, 2000 - June 2, 2009
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
July 21, 1994 - May 19, 2000
SANFORD C. BERNSTEIN & CO., INC.·CRD# 1232
BD
New York, NY
May 20, 1986 - June 17, 1994

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Current Firm

SE
SCARSDALE EQUITIES LLC

SCARSDALE EQUITIES LLC

CRD#: 134602 / SEC#: 8-66845
BD
Terminated by SEC on 02/21/2021

Contact Information

Established

New York since 12/16/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MLYNARCZYK, FRANCIS ALEXANDERMANAGING MEMBER, CEO, CCO, FINOP, AMLCO2250955
FITZGERALD, HEATHER MARIECHIEF FINANCIAL OFFICER4427665

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2011

Series 3 — National Commodity Futures Examination

Passed Sep 1994About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed May 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2000About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Apr 1998

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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