Marilyn J. Freedman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marilyn Joyce Freedman, who also goes by Marilyn Joyce Mankowsky Freedman, was a registered financial professional .
Marilyn is a previously registered financial professional and started their career in finance in 1984. Marilyn had worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2013 - August 18, 2014
BRAVER STERN SECURITIES LLC
April 1, 2013 - August 8, 2013
BRAVER STERN SECURITIES LLC
August 16, 2012 - November 29, 2012
QUINCY CASS ASSOCIATES, INCORPORATED
February 17, 2012 - November 29, 2012
QUINCY CASS ASSOCIATES, INCORPORATED
March 20, 2006 - February 21, 2012
OPPENHEIMER & CO. INC.
April 21, 2005 - February 21, 2012
OPPENHEIMER & CO. INC.
March 26, 2001 - April 25, 2005
LEGG MASON WOOD WALKER, INCORPORATED
October 7, 1996 - March 27, 2001
EDWARD JONES
March 18, 1996 - October 15, 1996
LPL FINANCIAL LLC
July 31, 1993 - March 28, 1996
CITIGROUP GLOBAL MARKETS INC.
January 4, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
October 11, 1992 - January 22, 1993
UBS FINANCIAL SERVICES INC.
March 16, 1992 - September 29, 1992
FIDELITY BROKERAGE SERVICES LLC
September 20, 1984 - January 20, 1989
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
BRAVER STERN SECURITIES LLC
CRD#: 29108 / SEC#: 801-79168, 8-43611
Contact information
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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