John S. Reger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Shaw Reger II was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1985. John had worked at 5 firms and has passed the Series 63, Series 52 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 1993 - November 11, 1994
C. CHAPPELLET SECURITIES, INC.
March 15, 1990 - July 11, 1991
HAZLETT, BURT & WATSON, INC.
May 8, 1989 - January 15, 1990
FIRST UNION CAPITAL MARKETS CORP.
January 10, 1986 - April 25, 1989
BUTCHER & SINGER INC.
February 6, 1985 - October 30, 1985
BEACON SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
C. CHAPPELLET SECURITIES, INC.
CRD#: 30909 / SEC#: , 8-45228
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
