Lawrence H. Blau

LL FINANCIAL SERVICES

Ossining, NY

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CRD#: 1301660

Professional summary

Lawrence Harvey Blau, who also goes by Larry Blau, is a registered financial advisor currently at LL FINANCIAL SERVICES, LLC located in Ossining, New York.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Lawrence has worked at 1 firm and has passed the Series 22 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Larry Blau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Larry's Eyes, LLC; 6 Sleator Drive, Ossining, NY 10562; Photography; Owner; May 2017; 40 hrs per month; 40 hours during securities trading hours; photography, marketing, editing and traveling. 2) Lawrence Blau provides tax preparation and other accounting services through LL Financial Services, LLC. If Lawrence Blau determines that a client is in need of tax or accounting services, the client may be referred to Lawrence Blau's accounting practice. In addition, if accounting or tax clients of Lawrence Blau are in need of financial planning or other advisory services, Lawrence Blau acting in his or her separate capacity as an accountant may refer or recommend investment services available through LL Financial Services, LLC. Clients are not obligated in any manner to use the services or an accounting firm recommended or owned by Lawrence Blau. When working for LL Financial Services, LLC, Lawrence Blau spends the majority (90%) of his time on accounting and tax prep services with his remaining time spent on investment advisory services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Harvey Blau's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2021 - Present

LL FINANCIAL SERVICES, LLC

RIA

CRD#: 284517

Ossining, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(5/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 22

Date: 5/17/1985

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 39

Date: 5/17/1985

Direct Participation Programs Principal Examination

Current Firm

LL FINANCIAL SERVICES, LLC

LAWRENCE BLAU & ASSOCIATES, LLC | LL FINANCIAL SERVICES, LLC

CRD#: 284517 / SEC#:

New York

Registered Investment Advisory firm - (7/13/2016 Approved)

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Contact information

Main Address

Ossining, NY

Mailing Address

Phone number

(914) 941-5533

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	100
AUM (Assets Under Management)	$ 28,212,163

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Lawrence H. Blau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Harvey Blau's CRS (Customer Relationship Summary).

Certified licenses

Experience

LL FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 22

Date: 5/17/1985

Series 39

Date: 5/17/1985

Current Firm

LL FINANCIAL SERVICES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LL FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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