Dwight P. Krueger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dwight Peter Krueger, who also goes by Dwight Peter Kruher, was a registered financial professional .
Dwight is a previously registered financial professional and started their career in finance in 1984. Dwight had worked at 5 firms and has passed the Series 63, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 1997 - December 23, 1997
WMA SECURITIES, INC.
November 1, 1994 - September 11, 1995
MORGAN STANLEY DW INC.
March 5, 1992 - December 14, 1992
TRANSAMERICA FINANCIAL ADVISORS, INC.
March 24, 1988 - December 31, 1990
TRANSAMERICA SECURITIES SALES CORPORATION
September 4, 1985 - October 31, 1988
TRANSAMERICA FINANCIAL ADVISORS, INC.
December 10, 1984 - August 7, 1991
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WMA SECURITIES, INC.
CRD#: 32625 / SEC#: , 8-45728
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 6 |
Red Flags
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