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Robert D. Falk

CENTAURI ADVISORY GROUP
Zelienople, PA 16063
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CRD#: 1301410
RF

Professional summary


Robert Douglas Falk, CFP®, who also goes by R. Douglas Falk, is a registered financial advisor currently at CENTAURI ADVISORY GROUP, INC. located in Zelienople, Pennsylvania.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Robert has worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


R. Douglas Falk

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA R. DOUGLAS FALK FINANCIAL SERVICES, 310 S. MAIN ST. BOX 266, ZELIENOPLE, PA 16063. INSURANCE AGENT ENGAGING IN THE SALE OF ACCIDENT& HEALTH INSUR., DISABILTIY, LIFE INSUR., AND FIXED ANNUITIES. CPA AND TAX PREPARER. TRUSTEE FOR ESOP CON YEAGER- NO COMPENSATION. BOARD OF DIRECTORS-APPALACHIAN CLOTHING COMPANY- NON COMPENSATING.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Robert Douglas Falk's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 1996

Experience


Current

January 4, 2012 - Present

CENTAURI ADVISORY GROUP, INC.

Office #1: 310 South Main St., Zelienople, PA 16063
RIA
CRD#: 158999
Zelienople, PA
Past

January 11, 2007 - December 20, 2011

TRUSTMONT ADVISORY GROUP, INC.

RIA
CRD#: 106015
GREENSBURG, PA
Past

December 8, 2006 - December 20, 2011

TRUSTMONT FINANCIAL GROUP, INC.

BD
CRD#: 18312
ZELIENOPLE, PA
Past

February 12, 1992 - December 8, 2006

OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.

BD
CRD#: 21304
BADEN, PA
Past

April 21, 1989 - February 7, 1992

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

November 28, 1984 - June 8, 1988

PRUCO SECURITIES, LLC.

BD
CRD#: 5685

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(1/4/2012)

Exams


State Security Law Exam
RR
Series 63
Date: 4/29/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


CA
CENTAURI ADVISORY GROUP, INC.
CENTAURI ADVISORY GROUP, INC.

CRD#: 158999 / SEC#:

Ohio
Registered Investment Advisory firm - (1/20/2012 Approved)
Pennsylvania
Registered Investment Advisory firm - (1/3/2012 Approved)
Texas
Registered Investment Advisory firm - (11/26/2012 Approved)
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Contact information


Main Address
310 South Main St., Zelienople, PA 16063
Mailing Address
Phone number
(724) 716-1234
Established
Firm type
Fiscal year end
# of Employees
5

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts830
AUM (Assets Under Management)$ 71,900,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CENTAURI ADVISORY GROUP, INC.

CRD#: 158999Zelienople, PA 16063

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