John R. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Richard Martin was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 15 firms and has passed the Series 63, Series 3, Series 55, Series 7, Series 15, Series 30 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2007 - June 1, 2009
FTC CAPITAL MARKETS, INC.
January 20, 2006 - March 12, 2007
US TIGER SECURITIES, INC.
August 18, 2005 - January 19, 2006
LEK SECURITIES CORPORATION
April 1, 2004 - August 23, 2005
MAXIM GROUP LLC
October 31, 2003 - January 27, 2004
REFCO SECURITIES, LLC
October 1, 2002 - September 3, 2003
SESLIA SECURITIES
May 22, 2001 - September 11, 2002
SCHONFELD SECURITIES, LLC
January 12, 2000 - February 10, 2000
KNIGHT CAPITAL AMERICAS, L.P.
September 1, 1998 - March 17, 1999
ALL-TECH DIRECT, INC.
January 6, 1993 - July 20, 1993
MCLEOD & COMPANY, INC.
October 2, 1990 - March 5, 1991
CRT GOVERNMENT SECURITIES, LTD.
October 27, 1988 - March 7, 1989
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
June 22, 1987 - August 4, 1988
CIBC WORLD MARKETS CORP.
September 24, 1986 - July 2, 1987
MOSELEY SECURITIES CORPORATION
November 15, 1984 - September 6, 1986
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/14/1998
Limited Representative-Equity Trader ExamSeries 15
Date: 5/29/1985
Foreign Currency Options ExaminationCurrent Firm
FTC CAPITAL MARKETS, INC.
CRD#: 125805 / SEC#: , 8-65821
Contact information
Documents
Direct owners and executive officers
Disclosures
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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