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Lawrence Scoville

CRD# 1301362·Registered 1984 - 2002
Previously Registered: Being a previously registered professional could mean that Lawrence is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Lawrence Scoville, who also goes by Larry Scoville, Lawrence Lee Scoville, was a registered financial advisor. Lawrence was a previously registered financial professional and started their career in finance 1984 - 2002. Lawrence had worked at 2 firms and has passed the Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Larry Scoville, Lawrence Lee Scoville

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

CARILLON INVESTMENTS, INC.·CRD# 14646
BD
Cincinnati, OH
October 4, 1985 - February 7, 2002
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
September 27, 1984 - December 31, 1988

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Current Firm

CI
CARILLON INVESTMENTS, INC.

CARILLON INVESTMENTS, INC | CARILLON INVESTMENTS, INC.

CRD#: 14646 / SEC#: 8-31002
BD
Terminated by SEC on 09/08/2006

Contact Information

Established

Ohio since 11/09/1983

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
THE UNION CENTRAL LIFE INSURANCE COMPANYSHAREHOLDER—
ELLIOTT, JENNIFER ANNASSISTANT VICE PRESIDENT, OPERATIONS4181299
FELDMAN, JOHN ROBERTASSISTANT VICE PRESIDENT, SROP2139396
GROSSER, CONNIE SUEVICE PRESIDENT, SROP, FINOP PRINCIPAL, MUNI PRINCIPAL, TREASURER1998135
HITCHCOCKGEAR, SALENE MARIEPRESIDENT2590328
HUFFMAN, GARY THOMASDIRECTOR1032890
LABMEIER, JOHN FRANCISVICE PRESIDENT AND SECRETARY1229012
LUCAS, JOHN MICHAELASSISTANT SECRETARY2099377
MACKENDRICK, MELISSA ANNASSISTANT TREASURER3236420
OTOOLE, KEVIN WILLIAMVICE PRESIDENT1218438
STARKEY, AMY DANNISASSISTANT VICE PRESIDENT, CROP AND CHIEF COMPLIANCE OFFICER2469045
SUTERMEISTER, STEVEN ROBERTDIRECTOR846329
VANERP, ANDREW JAMESVICE PRESIDENT, MARKETING & SALES2643069

Disclosures

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1984About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1984About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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