Kurtis S. Tucker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kurtis Scott Tucker, who also goes by Kurt Tucker, was a registered financial professional .
Kurtis is a previously registered financial professional and started their career in finance in 1984. Kurtis had worked at 11 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2021 - July 10, 2024
P.J. ROBB VARIABLE, LLC
August 9, 2018 - May 14, 2021
CITIGROUP GLOBAL MARKETS INC.
August 8, 2018 - May 14, 2021
CITIGROUP GLOBAL MARKETS INC.
May 4, 2017 - January 25, 2018
EQUITABLE ADVISORS, LLC
May 3, 2017 - January 25, 2018
EQUITABLE ADVISORS, LLC
August 22, 2016 - March 21, 2017
INDEPENDENT FINANCIAL PARTNERS
August 16, 2016 - April 13, 2017
LPL FINANCIAL LLC
September 3, 2015 - August 22, 2016
PRINCIPAL SECURITIES, INC.
August 28, 2015 - August 22, 2016
PRINCIPAL SECURITIES, INC.
June 24, 2014 - August 26, 2015
THE LEADERS GROUP, INC.
May 10, 2011 - June 4, 2014
WELLS FARGO CLEARING SERVICES, LLC
May 9, 2011 - June 4, 2014
WELLS FARGO CLEARING SERVICES, LLC
March 28, 2006 - April 15, 2011
HIMCO DISTRIBUTION SERVICES COMPANY
April 23, 2001 - March 16, 2006
CUNA BROKERAGE SERVICES, INC.
December 8, 1999 - March 16, 2006
CUNA BROKERAGE SERVICES, INC.
January 13, 1986 - December 9, 1999
PRINCIPAL SECURITIES, INC.
September 24, 1984 - January 29, 1986
USLIFE EQUITY SALES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCurrent Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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