Jack P. Carter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Paul Carter was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1984. Jack had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 1994 - October 27, 1995
FOSTER JEFFRIES SECURITIES, LLC
January 25, 1994 - February 14, 1994
PAULSON INVESTMENT COMPANY LLC
July 13, 1993 - January 24, 1994
WALFORD & COMPANY, INC.
January 12, 1990 - March 16, 1991
ROCKY MOUNTAIN SECURITIES & INVESTMENTS, INC.
September 18, 1989 - January 1, 1990
CITIGROUP GLOBAL MARKETS INC.
May 5, 1986 - September 20, 1989
MALONE & ASSOCIATES, INC.
April 19, 1985 - April 4, 1986
MORGAN STANLEY DW INC.
September 25, 1984 - September 20, 1989
MALONE & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOSTER JEFFRIES SECURITIES, LLC
CRD#: 30144 / SEC#: , 8-44775
Contact information
Documents
Red Flags
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