Kevin B. Arnold

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CRD#: 1300993

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Brian Arnold was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1984. Kevin had worked at 4 firms and has passed the Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 26, 2009 - March 31, 2021

CLEARVIEW INVESTMENT PARTNERS, LLC

RIA

CRD#: 150046

COSTA MESA, CA

Past

June 10, 1998 - June 3, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NEWPORT BEACH, CA

Past

May 1, 1998 - June 3, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NEWPORT BEACH, CA

Past

February 6, 1992 - May 6, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 20, 1984 - May 4, 1988

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLEARVIEW INVESTMENT PARTNERS, LLC

CRD#: 150046 / SEC#: 801-70141

RIA

Registered Investment Advisory firm - (4/23/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/20/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 5/5/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 2/4/1992

General Securities Representative Examination

Current Firm

CLEARVIEW INVESTMENT PARTNERS, LLC

CRD#: 150046 / SEC#: 801-70141

RIA

Registered Investment Advisory firm - (4/23/2009 Approved)

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Contact information

Main Address

3151 Airway Avenue Suite H-1, Costa Mesa, CA 92626

Mailing Address

Phone number

(949) 200-1560

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLEARVIEW - ADV PART 2A DISCLOSURE BROCHURE (2025) (3/31/2025)

Regulatory assets under management

Total Number of Accounts	352
AUM (Assets Under Management)	$ 100,409,437

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin B. Arnold

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CLEARVIEW INVESTMENT PARTNERS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CLEARVIEW INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/20/1992

Series 31

Date: 5/5/2005

Series 7

Date: 2/4/1992

Current Firm

CLEARVIEW INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLEARVIEW INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

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