Vivian Velazquez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vivian Velazquez, who also goes by VIvian (no Middle Name) Velazquez, Vivian None Velazquez, Vivian Teresa Velazquez, was a registered financial professional .
Vivian is a previously registered financial professional and started their career in finance in 1984. Vivian had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2018 - October 22, 2019
VARIANT TRADING INSTITUTIONAL GROUP, INC.
July 22, 2013 - January 27, 2016
VARIANT TRADING INSTITUTIONAL GROUP, INC.
September 27, 2008 - May 25, 2011
STANCHART SECURITIES INTERNATIONAL, INC.
April 18, 2006 - August 11, 2008
BNP PARIBAS INVESTMENT SERVICES, LLC
April 1, 2004 - April 4, 2006
WELLS FARGO CLEARING SERVICES, LLC
January 31, 1991 - March 24, 1993
GUARDIAN INVESTOR SERVICES LLC
February 21, 1986 - September 29, 1986
THOMSON MCKINNON SECURITIES INC.
October 22, 1984 - January 21, 1986
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
VARIANT TRADING INSTITUTIONAL GROUP, INC.
CRD#: 125547 / SEC#: , 8-65809
Contact information
Documents
Red Flags
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