Kurt B. Mueller

FAMILY INVESTMENT PLANNING

Elm Grove, WI 53122

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CRD#: 1300871

Professional summary

Kurt Bernhard Mueller, CFP®, who also goes by Kurt Bernhardt Mueller, is a registered financial advisor currently at FAMILY INVESTMENT PLANNING, LLC located in Elm Grove, Wisconsin.

Kurt is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Kurt has worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.

Biography

Complimentary Initial "Get to Know One Another" Meeting

414-435-0601

Kmueller@FamilyInvestmentPlanning.com

Question & Answer

What are your service offerings?

Education Planning

Retirement Planning

Investment Planning

Retirement Income Management

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Hourly

Investment Advice without Ongo...

Medical Professionals

Middle Income Client Needs

Retirement Plan Investment Adv...

Retirement Planning & Distribu...

Are you a "fiduciary"?

Yes

Aliases

Kurt Bernhardt Mueller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Bernhard Mueller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

February 28, 2011 - Present

FAMILY INVESTMENT PLANNING, LLC

Office #1: 925 Elm Grove Road Suite 203, Elm Grove, WI 53122

RIA

CRD#: 156132

Elm Grove, WI

Past

January 25, 2010 - June 22, 2011

ANNEX WEALTH MANAGEMENT, LLC

RIA

CRD#: 127987

BROOKFIELD, WI

Past

January 14, 2010 - December 31, 2010

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ELM GROVE, WI

Past

March 18, 2008 - April 17, 2008

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

MILWAUKEE, WI

Past

April 5, 1999 - December 17, 2002

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

MILWAUKEE, WI

Past

March 27, 1992 - April 17, 2008

CHARLES SCHWAB & CO., INC.

CRD#: 5393

MILWAUKEE, WI

Past

January 1, 1990 - October 22, 1991

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

October 1, 1987 - November 15, 1989

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Past

September 25, 1984 - September 29, 1987

MORGAN STANLEY DW INC.

CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(2/28/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/9/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/18/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/16/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 10/21/1993

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

FAMILY INVESTMENT PLANNING, LLC

CRD#: 156132 / SEC#:

Wisconsin

Registered Investment Advisory firm - (2/25/2011 Approved)

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Contact information

Main Address

925 Elm Grove Road Suite 203, Elm Grove, WI 53122

Mailing Address

Phone number

(414) 435-0601

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 10,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kurt B. Mueller

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kurt Bernhard Mueller's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANNEX WEALTH MANAGEMENT, LLC

GROVE POINT INVESTMENTS, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

INVESTACORP, INC.

BLUNT ELLIS & LOEWI INCORPORATED

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/9/1999

Series 63

Date: 9/18/1984

Series 3

Date: 2/16/1989

Series 7

Date: 9/15/1984

Series 8

Date: 10/21/1993

Current Firm

FAMILY INVESTMENT PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FAMILY INVESTMENT PLANNING, LLC

TRUST BUT VERIFY

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