Arthur C. Parfitt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Clayton Parfitt was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1984. Arthur had worked at 2 firms and has passed the Series 63 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 1987 - April 18, 1988
LASTINGER SECURITIES, INC.
September 21, 1984 - December 10, 1985
HERITAGE INVESTMENTS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
LASTINGER SECURITIES, INC.
CRD#: 18241 / SEC#: , 8-36276
Contact information
Documents
Red Flags
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