David J. Bodmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Bodmer was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1984. David had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 1, 2016 - September 2, 2020
FIRST PACIFIC FINANCIAL, INC.
March 19, 2013 - December 31, 2017
KMS FINANCIAL SERVICES, INC.
March 18, 2013 - September 13, 2016
IMC
September 21, 1995 - December 31, 2012
IMC
February 9, 1989 - December 31, 2017
KMS FINANCIAL SERVICES, INC.
October 26, 1984 - February 22, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
FIRST PACIFIC FINANCIAL, INC.
CRD#: 284736 / SEC#: 801-108251
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST PACIFIC FINANCIAL, INC.
CRD#: 284736 / SEC#: 801-108251
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,785 |
| AUM (Assets Under Management) | $ 1,512,115,778 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
