Kimberly A. Barber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Ann Barber, who also goes by Kim Barber, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 1984. Kimberly had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2017 - February 8, 2019
G.F. INVESTMENT SERVICES, LLC
September 28, 2005 - July 26, 2011
DEAM INVESTOR SERVICES, INC.
September 28, 2005 - June 28, 2017
DWS DISTRIBUTORS, INC.
October 20, 2003 - August 15, 2005
TEACHERS PERSONAL INVESTORS SERVICES, INC.
February 20, 2003 - October 13, 2003
TEACHERS PERSONAL INVESTORS SERVICES, INC.
April 4, 2002 - August 15, 2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 27, 2000 - February 25, 2001
TRADE.COM ONLINE SECURITIES, INC.
March 6, 2000 - November 10, 2000
TRADE.COM ONLINE SECURITIES, INC.
October 13, 1994 - July 15, 1999
METROPOLITAN LIFE INSURANCE COMPANY
October 13, 1994 - July 15, 1999
MSI FINANCIAL SERVICES, INC.
July 1, 1986 - February 17, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
October 2, 1984 - May 23, 1986
LINCOLN FINANCIAL INVESTMENT SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G.F. INVESTMENT SERVICES, LLC
CRD#: 132939 / SEC#: , 8-66659
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
