Peggy A. Nourie

CENTENNIAL SECURITIES COMPANY

Chicago, IL 60603

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CRD#: 1300508

Professional summary

Peggy Ann Nourie, who also goes by Peggy Ann Mcbroom, Peggy Ann Moore, is a registered financial advisor currently at CENTENNIAL SECURITIES COMPANY, INC. located in Chicago, Illinois.

Peggy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Peggy has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peggy Ann Mcbroom | Peggy Ann Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peggy Ann Nourie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Peggy Ann Nourie's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2012 - Present

CENTENNIAL SECURITIES COMPANY, INC.

Office #1: 135 S. Lasalle Street Suite 3710, Chicago, IL 60603

RIA

CRD#: 7763

Chicago, IL

Current

February 17, 2012 - Present

CENTENNIAL SECURITIES COMPANY, INC.

Office #1: 135 S. Lasalle Street Suite 3710, Chicago, IL 60603

RIA

CRD#: 7763

Chicago, IL

Past

October 18, 2004 - February 21, 2012

SANCTUARY SECURITIES, INC.

RIA

CRD#: 205

CHICAGO, IL

Past

October 18, 2004 - February 21, 2012

SANCTUARY SECURITIES, INC.

CRD#: 205

CHICAGO, IL

Past

October 1, 2004 - November 5, 2004

HOWE BARNES CAPITAL MANAGEMENT, INC.

RIA

CRD#: 110715

CHICAGO, IL

Past

September 21, 1984 - November 5, 2004

HOWE BARNES HOEFER & ARNETT, INC.

CRD#: 2240

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTENNIAL SECURITIES COMPANY, INC.

CRD#: 7763 / SEC#: 801-106623, 8-23406

RIA

Registered Investment Advisory firm - SEC (9/17/2015 Approved)

Illinois

Registered Investment Advisory firm - SEC (9/17/2015 Terminated)

Michigan

Registered Investment Advisory firm - SEC (9/24/2015 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(3/7/2012)

Colorado
(2/22/2012)

Florida
(3/7/2012)

Georgia
(9/6/2022)

Hawaii
(1/3/2021)

Idaho
(8/7/2013)

Illinois
(2/17/2012)

IAR

Illinois
(2/17/2012)

Indiana
(2/22/2012)

Kentucky
(2/22/2012)

Maine
(3/29/2012)

Michigan
(2/22/2012)

Montana
(3/7/2012)

New Mexico
(3/31/2016)

North Carolina
(4/23/2021)

Texas
(2/22/2012)

Washington
(2/22/2012)

Wisconsin
(3/19/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/17/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/25/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CENTENNIAL SECURITIES COMPANY, INC.

CRD#: 7763 / SEC#: 801-106623, 8-23406

RIA

Registered Investment Advisory firm - SEC (9/17/2015 Approved)

Illinois

Registered Investment Advisory firm - SEC (9/17/2015 Terminated)

Michigan

Registered Investment Advisory firm - SEC (9/24/2015 Terminated)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

3075 Charlevoix Drive Se, Grand Rapids, MI 49546

Mailing Address

3075 Charlevoix Drive Se, Grand Rapids, MI 49546

Phone number

(616) 942-7680

Established

Michigan since 06/10/2013

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (18 States and Territories)

FINRA licenses (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

2025 CSC - FORM ADV PART 2A (3/31/2025)

2025 CSC APPENDIX 1 WRAP FEE BROCHURE (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
DIEPSTRA, RYAN ANDREW	FINANCIAL ADVISOR/OWNER	4684402
HANSEN, RANDALL LEE	FINANCIAL ADVISOR/OWNER	1104122
KLUNDER, JAMES DALE	FINANCIAL ADVISOR / OWNER	1974282
BERNARDI, MARIO GIULIO	FINANCIAL ADVISOR / OWNER	1542163
KELLY, KEVIN WILLIAM	FINANCIAL ADVISOR / OWNER	2995050
OCHOA, MICHAEL ROBERT	FINANCIAL ADVISOR / OWNER	1301012
WIERENGA, JEFFREY DONALD	FINANCIAL ADVISOR / OWNER	4748730
BEESLEY, DONALD EDWARD	FINANCIAL ADVISOR / OWNER	1541425
KLINGER, ANDREW LEROY	PRESIDENT/CEO/COO/OWNER	7694999
MUSUMECI, WALTER	FINANCIAL ADVISOR/OWNER	6605061
NIEWALD, DOMINIC JOSEPH	FINANCIAL ADVISOR/OWNER	6287471
PEDDIE, JONATHAN THOMAS	FINANCIAL ADVISOR/OWNER	4451972
POWERS, JORDAN THOMAS	CHIEF COMPLIANCE OFFICER / CCO / CFO / FINOP	6711719
VANDERMOLEN, DANIEL LEE	FINANCIAL ADVISOR / OWNER	1384729

Regulatory assets under management

Total Number of Accounts	2,654
AUM (Assets Under Management)	$ 1,152,401,650

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Peggy A. Nourie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peggy Ann Nourie's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Peggy Ann Nourie's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTENNIAL SECURITIES COMPANY, INC.

SANCTUARY SECURITIES, INC.

SANCTUARY SECURITIES, INC.

HOWE BARNES CAPITAL MANAGEMENT, INC.

HOWE BARNES HOEFER & ARNETT, INC.

Primary Firm SEC Registration

CENTENNIAL SECURITIES COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/17/2004

Series 63

Date: 6/25/1985

SIE

Date: 10/1/2018

Series 7

Date: 9/15/1984

FINRA

Current Firm

CENTENNIAL SECURITIES COMPANY, INC.

Contact information

SEC notice filing (18 States and Territories)

FINRA licenses (46 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CENTENNIAL SECURITIES COMPANY, INC.

TRUST BUT VERIFY

Contact information

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