William P. Boggess

RODGERS BROTHERS

Lake Bluff, IL 60044

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CRD#: 1300498

Professional summary

William Porter Boggess III, who also goes by William Porter Boggess, William Porter Boggess III III, is a registered financial advisor currently at RODGERS BROTHERS, INC. located in Lake Bluff, Illinois.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. William has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Porter Boggess | William Porter Boggess Iii Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JUDITH N. BOGGESS INC. 191 E. WESTLEIGH DRIVE LAKE FOREST IL 60045 NOT INVESTMENT RELATED, THIS IS A DECORATING BUSINESS OWNED BY MOTHER. SECRETARY OF THE CORPORATION SINCE 1983. ACT FOR THE COMPANY LESS THAN 1 HOUR A MONTH, SIGNING CHECKS WHEN, AND IF, NEEDED. NO HOURS SPENT ON THIS BUSINESS DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Porter Boggess III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2008 - Present

RODGERS BROTHERS, INC.

Office #1: 63 E Scranton Ave, Lake Bluff, IL 60044

RIA

CRD#: 16197

Lake Bluff, IL

Past

February 12, 2008 - October 16, 2023

RODGERS BROTHERS, INC.

CRD#: 16197

LAKE BLUFF, IL

Past

June 21, 2006 - January 7, 2008

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

October 19, 1987 - July 12, 1989

REFCO SECURITIES, LLC

CRD#: 14094

Past

September 26, 1984 - February 25, 1986

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RODGERS BROTHERS, INC.

MONONGAHELA CAPITAL MANAGEMENT | RODGERS BROTHERS, INC. | MONONGAHELA CAPITAL MANAGEMENT INC.

CRD#: 16197 / SEC#: 801-61034, 8-33475

RIA

Registered Investment Advisory firm - SEC (4/23/2002 Approved)

Terminated by SEC on 12/01/2023

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/15/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/14/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/2/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/20/2006

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 6/16/1987

National Commodity Futures Examination

Current Firm

RODGERS BROTHERS, INC.

MONONGAHELA CAPITAL MANAGEMENT | RODGERS BROTHERS, INC. | MONONGAHELA CAPITAL MANAGEMENT INC.

CRD#: 16197 / SEC#: 801-61034, 8-33475

RIA

Registered Investment Advisory firm - SEC (4/23/2002 Approved)

Terminated by SEC on 12/01/2023

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Contact information

Main Address

223 Mercer Street, Harmony, PA 16037

Mailing Address

Phone number

(724) 473-4003

Established

Pennsylvania since 01/24/1985

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RODGERS BROTHERS INC. ADV PART 2 BROCHURE (3/25/2025)

Direct owners and executive officers

Name	Position	CRD#
RODGERS, MARK	PRESIDENT, PRINCIPAL FINANCIAL OFFICER	865696
RODGERS, DENISE RYAN	CHIEF COMPLIANCE OFFICER	2766807

Regulatory assets under management

Total Number of Accounts	1,075
AUM (Assets Under Management)	$ 964,724,126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William P. Boggess

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Porter Boggess III's CRS (Customer Relationship Summary).

Certified licenses

Experience

RODGERS BROTHERS, INC.

CITIGROUP GLOBAL MARKETS INC.

REFCO SECURITIES, LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

RODGERS BROTHERS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/14/2008

Series 63

Date: 8/2/2006

SIE

Date: 10/1/2018

Series 7

Date: 6/20/2006

Series 3

Date: 6/16/1987

Current Firm

RODGERS BROTHERS, INC.

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

RODGERS BROTHERS, INC.

TRUST BUT VERIFY

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