Moishe Zelcer
Professional summary
Moishe Zelcer was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Moishe is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Moishe had worked at 6 firms, which includes KING FINANCIAL SERVICES INC., ICLEARING LLC, HEARTLAND SECURITIES CORP., INET ATS INC., MAX SCHONBERG & CO. INC., ICAPITAL MARKETS LLC.
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Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2000 - February 13, 2003
KING FINANCIAL SERVICES, INC.
March 3, 1998 - May 3, 1999
ICLEARING LLC
December 23, 1997 - April 7, 1998
HEARTLAND SECURITIES CORP.
May 8, 1996 - May 3, 1999
INET ATS, INC.
October 12, 1990 - October 26, 1992
MAX SCHONBERG & CO. INC.
October 26, 1984 - May 19, 1998
ICAPITAL MARKETS LLC
State Registrations and Notice Filings
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Exams
Current Firm
KING FINANCIAL SERVICES, INC.
CRD#: 25843 / SEC#: , 8-42352
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
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