James T. Watkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Todd Watkins, who also goes by Todd James Watkins, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1999. James had worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2009 - November 21, 2025
EHCP CORPORATE FINANCE, LLC
May 2, 2006 - July 22, 2009
HOULIHAN LOKEY CAPITAL, INC.
July 27, 2001 - April 3, 2006
TRUIST SECURITIES, INC.
March 7, 2001 - July 27, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
December 21, 1999 - November 20, 2000
USP SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
EHCP CORPORATE FINANCE, LLC
CRD#: 144134 / SEC#: , 8-67638
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
