Randee Kay Cook

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

LPL FINANCIAL LLC

BELLEVUE, WA · CRD#

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#

Credentials

CFP®

Certified Financial PlannerSince 1994

Years of Experience

42 years registered in the securities industry

Current & Past Employments

Current

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

1931 65th Avenue Unit B, Greeley, CO 80634

July 25, 2025 - Present

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

1931 65th Avenue Unit B, Greeley, CO 80634

July 25, 2025 - Present

Past

STRATEGIC FINANCIAL MANAGEMENT, INCPast·CRD# 114051

RIA

Greeley, CO

January 10, 2024 - October 10, 2025

LPL FINANCIAL LLCPast·CRD# 6413

RIA

Greeley, CO

January 1, 1999 - July 23, 2025

LPL FINANCIAL LLCPast·CRD# 6413

BD

Greeley, CO

August 17, 1990 - July 23, 2025

STRATEGIC FINANCIAL MANAGEMENT, INCPast·CRD# 114051

RIA

Greeley, CO

September 7, 2021 - December 31, 2023

STRATEGIC FINANCIAL MANAGEMENT, INCPast·CRD# 114051

RIA

Greeley, CO

March 6, 2018 - December 31, 2020

STRATEGIC FINANCIAL MANAGEMENT, INCPast·CRD# 114051

RIA

Greeley, CO

January 1, 1999 - December 31, 2017

FORESTERS FINANCIAL SERVICES, INC.Past·CRD# 305

BD

Edison, NJ

September 7, 1984 - August 22, 1990

Similar Advisors

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

LPL FINANCIAL LLC

BELLEVUE, WA · CRD#

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Current Firm

OW

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone Number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

8,979

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Part 2 Brochures

SIGNATOR MANAGED ACCOUNT PLATFORM (8/28/2026)

OSAIC WEALTH, INC ADV PART 2A (8/28/2026)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER	—
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
REID, SHANNON	CEO, PRESIDENT, DIRECTOR	4815189
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory Assets Under Management

Total Number of Accounts

850,797

AUM (Assets Under Management)

$234,858,518,740

Disclosures

Regulatory Event

51

Arbitration

31

Bond

7

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Similar Advisors

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

LPL FINANCIAL LLC

BELLEVUE, WA · CRD#

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 01/19/2000 - INS. SALES - 31 65TH AVE STE B, GREELEY, CO 80634-7946 - 10% OF TIME SPENT 2. 07/22/2002: UNIV ACRES PROF BUILDING LLC 3. 07/31/2003: STRATEGIC FINL MGMT, INC - NON-VARIABLE INS DBA - 31 65TH AVE STE B, GREELEY, CO 80634-7946 4. 07/11/2006: STRATEGIC FINL MGMT, INC. - INV REL - 31 65TH AVE STE B, GREELEY, CO 80634-7946 - RIA - 15% OF TIME SPENT PREPARE FINL PLANS FOR A FIXED AND HOURLY FEE 5. 09/15/2014: RC ENTERPRISES GREELEY, LLC - INV REL - HOME BASED - SELF EMP BUS. - START 01/01/2005 - 1 HR/MO NONE DURING SEC TRDG HRS - HUSBAND IS SELF EMPLOYED WE USE THIS BUS. ENT FOR MY HUSBAND'S SELF EMP POSITION. HE DOES MISC JOBS FOR CUSTOM FARM WORK. WE OWN A RENTAL HOME UNDER RC ENTERPRISES GREELEY, LLC. WE BOTH SIGN ON THE RC ENTERPRISE/RONALD & RANDEE COOK CHECKING ACCT. 6. RONNIE F CASTLE EST: NATURE: Pers rep for Est of Ronnie F Castle. Pers rep/part benef of est. INV. RELATED: Yes HOURS: 1 SEC TRADING HOURS: 1 START: 09/30/2024 ADDRESS: 1931 65th Ave, Unit B, Greeley CO 80634 DESC: Gathered assets for the est in which are in the bank, one Sec acct is left. We will finalize taxes for the est, then close it. Plan to complete everything by EOY. 7. UNIV ACRES PROF CONDO ASS'N POSITION: Owner NATURE: an owner of Bus. property, Univ. Acres. write checks. INV. RELATED: No HOURS: 1 SEC TRADING HOURS: 0 START : 07/03/2003 ADDRESS: 1931 65th Ave, Unit B, Greeley CO 80634 DESC: As an owner I help manage prop maint, handle the AP. 8. NOTARY PUBLIC POSITION: Notary for Colorado NATURE: Notarize signatures. INV. RELATED: Yes HOURS: 0 SEC TRADING HOURS: 1 START: 05/11/2018 ADDRESS: 1931 65th Ave, Unit B, Greeley CO 80634 9. 07/09/2008: NO BUS. NAME - 31 65TH AVE STE B, GREELEY, CO 80634-7946 - NOTARY - NO TIME spent 10. CFP POSITION: CFP NATURE: I serve as a CFP and belong to the CFP Institute. INV. RELATED: Yes NUMBER OF HOURS: 2 SEC TRADING HOURS: 2 START DATE: 01/15/1994 ADDRESS: 1931 65th Ave, Unit B, Greeley CO 80634 DESC: Evaluate client positions with their FINL goals, objectives, and timeframes. 11. DELBERT L SPAUR TRUST POSITION: Succ TTEE NATURE: Delbert Spaur is immed fam. member. Uncle with no children. I serve as the successor ttee for him and am a partial benef along with nieces and nephews. INV. RELATED: Yes HOURS: 1 SEC TRADING HOURS: 1 START : 04/22/2025 ADDRESS: 19556 CO RD #17, Johnstown CO 80534 DESC: I am compensated as a broker when changes are made to his brokerage acct. 12. PATRON MEMBER OF COLORADO BAR ASSN POSITION: Member NATURE: Keep up with regulations through the bar assn. INV. RELATED: No HOURS: 1 SEC TRADING HOURS: 1 START: 11/10/1999 ADDRESS: 1931 65th Ave, Unit B, Greeley CO 80634 DESC: No duties. 13. STRATEGIC FINL MGMT, INC POS: President NATURE: Strategic FINL Management, Inc. for my DBA. INV. RELATED: No HOURS: 2 SEC TRADING HOURS: 0 START: 01/01/1993 ADDRESS: 1931 65th Ave, Unit B, Greeley CO 80634 DESC: Finl planning services. 14. RC ENTERPRISES, LLC POS: Owner NATURE: Ronald L & Randy K Cook own the LLC. We use this Bus. entity for Ronald self self-emp. position. He does misc jobs for custom farm work. We also own a rental home under RC Enterprises Greeley and a lease to buy home under this entity. INV RELATED: Yes HOURS: 1 SEC TRADING HOURS: 0 START: 01/29/2015 ADDRESS: 3915 Cheyenne Dr, Greeley CO 80634 DESC: Collect rent/lease payments. Call for maint. Report annually to the State. 15. R & R COOK, LLC POS: owners: Ronald L & Randee K Cook. Office suite INV REL: No HOURS: 1 SEC TRADING HOURS: 0 START: 06/12/2003, ADDRESS: 1931 65th Ave, Unit B, Greeley CO 80634 DESC: Own office suite. Pay tax and ins. 16. NAIFA NATURE: Member of NAIFA (National Assn of Insurance & Finl Advisors). INV. RELATED: Yes NUMBER OF HOURS: 1 SEC TRADING HOURS: 1 START DATE: 08/30/1984 ADDRESS: 1931 65th Ave, Unit B, Greeley CO 80634 DESC: Eval client position concerning ins protection.

Similar Advisors

SANCTUARY ADVISORS, LLC

Indianapolis, IN · CRD#

J.P. MORGAN SECURITIES LLC

NEW YORK, NY · CRD#

LPL FINANCIAL LLC

BELLEVUE, WA · CRD#

ALLSTATE FINANCIAL SERVICES, LLC

CHARLOTTE, NC · CRD#