Charles H. Bennett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Henry Bennett JR, who also goes by Charles H Jr Bennett, Chuck Bennett Jr, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1984. Charles had worked at 7 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 7, 2001 - July 10, 2002
ACUMENT SECURITIES, INC.
October 26, 1999 - August 14, 2001
INTREPID SECURITIES, INC.
May 18, 1998 - October 29, 1999
PROVIDENTIAL SECURITIES, INC.
September 22, 1994 - December 23, 1997
SECURITIES AMERICA, INC.
October 31, 1988 - August 24, 1994
AMERICAN CAPITAL CORPORATION
May 21, 1985 - November 3, 1988
ROBINSON & ROBINSON, INC.
October 26, 1984 - May 13, 1985
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACUMENT SECURITIES, INC.
CRD#: 7661 / SEC#: , 8-22999
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
