Thomas Patrick Fayen

RIA-CONSERVATIVE MONEY, LLC. YES INVESTMENT RELATED. 20525 CENTER RIDGE ROAD #611 ROCKY RIVER OH 44116. NATURE OF BUSINESS, REGISTERED INVESTMENT ADVISOR.POSITION MANAGING MEMBER, CHIEF COMPLIANCE AND INVESTMENT OFFICER, AND INVESTMENT ADVISOR REPRESENTATIVE. START DATE MARCH 1992. APPROXIMATE NUMBER OF HOUR DEVOTED PER MONTH ABOUT 80%.NUMBER OF HOURS DEVOTED DURING TRADING HOURS ABOUT 80% .DUTIES, CONSERVATIVEMONEY LLC PROVIDES A DAILY MONITORING OF CLIENTS ASSET POSITIONS THAT INCORPORATES AN ACTIVE TACTICAL ASSET RE-BALANCING OF THOSE ASSETS BETWEEN MONEY MARKET, BOND AND STOCK FUND INDEX AND EFT INDEXES AND SECTORS.ALL ASSETS ARE HELD BY A THIRD PARTY CUSTODIAN. NO ACCOUNT IS FULLY DISCRETIONARY. EVERY ACCOUNT HAS LIMITED INVESTMENT ADVISOR DISCRETION ONLY. LIFE, ACCIDENT, HEALTH, AND VARIABLE ANNUITY INSURANCE LICENSED. INVESTMENT RELATED YES FOR VARIABLE ANNUITY INSURANCE, NO FOR OTHERS.20525 CENTER RIDGE ROAD #611, ROCKY RIVER OH 44116. NATURE INSURANCE SALES.BROKERED THROUGH VARIOUS INSURANCE COMPANIES. POSITION LICENSED AGENT. START DATE MARCH 1984. APPROX NUMBER OF HOURS DEVOTED PER MONTH ABOUT 2% OF THE TIME OR APPROX 2 HOURS PER MONTH. APPROX NUMBER OF HOUR DEVOTED PER MONTH DURING SECURITIES APPROX 2% OF THE TIME OR 2 HOURS PER MONTH. DUTIES, SALES OF LIFE, ACCIDENT, HEALTH,AND VARIABLE ANNUITY INSURANCE.THOMAS P. FAYEN IS LICENSED WITH THE STATE OF OHIO IN MAJOR INSURANCE LINES: LIFE, HEALTH AND ANNUITY. THOMAS P. FAYEN MAY SELL INSURANCE PRODUCTS THAT MAY GENERATE A COMMISSION IF THE PRODUCT IS PURCHASED, AND THE CLIENT MAY ALSO BE A CLIENT OF CONSERVATIVEMONEY LLC THOMAS P. FAYEN HAS EARNED THE NATIONAL SOCIAL SECURITY ADVISOR CERTIFICATE AND HAS IN THE PAST HIRED THIRD PARTY LEAD GENERATION FIRMS THAT CONTACT PEOPLE IN OHIO WHO ARE INTERESTED IN LEARNING MORE ABOUT THEIR SOCIAL SECURITY BENEFITS. FIXED INSURANCE THROUGH VARIOUS INSURANCE COMPANIES.