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Thomas P. Fayen
CONSERVATIVEMONEY LLC
CLEVELAND, OH 44102-2030
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CRD#: 1300334
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Professional summary
Thomas Patrick Fayen is a registered financial advisor currently at CONSERVATIVEMONEY LLC located in Cleveland, Ohio.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Thomas has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 62, Series 22, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RIA-CONSERVATIVE MONEY, LLC. YES INVESTMENT RELATED. 20525 CENTER RIDGE ROAD #611 ROCKY RIVER OH 44116. NATURE OF BUSINESS, REGISTERED INVESTMENT ADVISOR.POSITION MANAGING MEMBER, CHIEF COMPLIANCE AND INVESTMENT OFFICER, AND INVESTMENT ADVISOR REPRESENTATIVE. START DATE MARCH 1992. APPROXIMATE NUMBER OF HOUR DEVOTED PER MONTH ABOUT 80%.NUMBER OF HOURS DEVOTED DURING TRADING HOURS ABOUT 80% .DUTIES, CONSERVATIVEMONEY LLC PROVIDES A DAILY MONITORING OF CLIENTS ASSET POSITIONS THAT INCORPORATES AN ACTIVE TACTICAL ASSET RE-BALANCING OF THOSE ASSETS BETWEEN MONEY MARKET, BOND AND STOCK FUND INDEX AND EFT INDEXES AND SECTORS.ALL ASSETS ARE HELD BY A THIRD PARTY CUSTODIAN. NO ACCOUNT IS FULLY DISCRETIONARY. EVERY ACCOUNT HAS LIMITED INVESTMENT ADVISOR DISCRETION ONLY.
LIFE, ACCIDENT, HEALTH, AND VARIABLE ANNUITY INSURANCE LICENSED. INVESTMENT RELATED YES FOR VARIABLE ANNUITY INSURANCE, NO FOR OTHERS.20525 CENTER RIDGE ROAD #611, ROCKY RIVER OH 44116. NATURE INSURANCE SALES.BROKERED THROUGH VARIOUS INSURANCE COMPANIES. POSITION LICENSED AGENT. START DATE MARCH 1984. APPROX NUMBER OF HOURS DEVOTED PER MONTH ABOUT 2% OF THE TIME OR APPROX 2 HOURS PER MONTH. APPROX NUMBER OF HOUR DEVOTED PER MONTH DURING SECURITIES APPROX 2% OF THE TIME OR 2 HOURS PER MONTH. DUTIES, SALES OF LIFE, ACCIDENT, HEALTH,AND VARIABLE ANNUITY INSURANCE.THOMAS P. FAYEN IS LICENSED WITH THE STATE OF OHIO IN MAJOR INSURANCE LINES: LIFE, HEALTH AND ANNUITY. THOMAS P. FAYEN MAY SELL INSURANCE PRODUCTS THAT MAY GENERATE A COMMISSION IF THE PRODUCT IS PURCHASED, AND THE CLIENT MAY ALSO BE A CLIENT OF CONSERVATIVEMONEY LLC
THOMAS P. FAYEN HAS EARNED THE NATIONAL SOCIAL SECURITY ADVISOR CERTIFICATE AND HAS IN THE PAST HIRED THIRD PARTY LEAD GENERATION FIRMS THAT CONTACT PEOPLE IN OHIO WHO ARE INTERESTED IN LEARNING MORE ABOUT THEIR SOCIAL SECURITY BENEFITS.
FIXED INSURANCE THROUGH VARIOUS INSURANCE COMPANIES.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Patrick Fayen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 22, 2006 - Present
CONSERVATIVEMONEY LLC
Office #1: 1315 W 76th Street, Cleveland, OH 44102-2030RIA
CRD#: 121306
CLEVELAND, OH
Past
October 25, 2017 - June 3, 2019
CAPITAL FINANCIAL SERVICES, INC.
RIA
CRD#: 8408
Rocky River, OH
Past
August 13, 2015 - June 3, 2019
CAPITAL FINANCIAL SERVICES, INC.
BD
CRD#: 8408
Rocky River, OH
Past
August 23, 2006 - December 31, 2020
CONSERVATIVEMONEY LLC
RIA
CRD#: 121306
ROCKY RIVER, OH
Past
October 24, 2005 - August 12, 2015
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ROCKY RIVER, OH
Past
January 3, 2002 - October 24, 2005
BLUE VASE SECURITIES, LLC
BD
CRD#: 46765
WASHINGTON, PA
Past
October 5, 1994 - December 31, 2001
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
January 7, 1992 - October 3, 1994
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
June 24, 1991 - January 10, 1992
WRP INVESTMENTS, INC.
BD
CRD#: 7365
YOUNGSTOWN, OH
Past
June 15, 1987 - June 25, 1991
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
April 11, 1986 - June 19, 1987
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
Past
November 16, 1984 - April 21, 1986
THE GREAT-WEST LIFE ASSURANCE COMPANY
BD
CRD#: 5927
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(8/22/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 12/9/1988
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CL
CONSERVATIVEMONEY LLC
CONSERVATIVEMONEY | WEALTH MANAGEMENT GROUP CONSERVATIVE INVESTMENT ADVISORS | FAYEN, THOMAS PATRICK | CONSERVATIVEMONEY LLC
CRD#: 121306 / SEC#: 801-69952
RIA
Registered Investment Advisory firm - (6/7/2012 Terminated)Ohio
Registered Investment Advisory firm - (3/21/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1315 W 76th Street, Cleveland, OH 44102-2030
Mailing Address
Phone number
(216) 251-2100
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 15,053,429 |
Red Flags
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